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At GE, Plimpton most recently served as Vice President and General Counsel for GE Global Operations. His primary focus was financial institutions. Commercial Banking includes clients with revenues between $1MM and $250MM. Plimpton joined Regions in 2020, following an 18-year career at General Electric. and Deron Smithy serves as Regions Treasurer. Reveal contact info Contact details Work email j*****@regio***.com Valid Reveal Latest update September 27, 2021 Location Birmingham, Alabama, United States Jim's current employer Smith earned a bachelors degree in Economics and Accounting from Mississippi College, and graduated from the Louisiana State University Graduate School of Banking, as well as the KPMG Commercial Banking Institute. Deputy Chief Risk Officer and Chief Credit Officer. In her position as chief governance officer, Mehlman advises the Board of Directors and executive management on emerging and leading governance practices, as well as matters related to Environmental, Social, and Governance (ESG). Abrahams previously served with SunTrust Bank as President and CEO of the companys Hampton Roads region in Virginia and held roles as the retail banking executive and central group retail line of business leader. He began his banking career with Citibank, where he opened and managed a de novo branch, ultimately serving as director of U.S. Chief Risk Officer. Nixs previous legal experience also includes work for Bradley Arant Boult Cummings LLP and Lightfoot Franklin & White LLC. His responsibilities included overseeing various audits of the overall corporation reporting to the Audit Committee of the Board of Directors. Turner has served on the Board of Directors and the Executive Committee for Junior Achievement of Alabama, Inc., United Way of Central Alabama, Inc., and is a member of the Presidents Cabinet of the University of Alabama, the Financial Services Roundtable, the Alabama Society of CPAs and the American Institute of CPAs. He was named president in December 2017. Securities and insurance products are offered through Cetera Investment Services LLC, member FINRA/SIPC. In addition to serving on Maynards Diversity & Inclusion Committee and serving as co-chair of the firms Pro Bono Committee, he was president of the Birmingham Bar Association in 2020 and is a graduate of the Leadership Birmingham Class of 2020. Dana W. Nolan Corporate governance is my passion. Before joining Regions, Danella served for 13 years as vice president for Capital Group Companies, a global wealth management organization managing more than $1.7 trillion in assets, in various leadership roles in sales, strategy, client services and marketing. There, he has served as a shareholder with practice areas in banking and financial services; corporate governance and compliance; public company advisory services; securities regulation and corporate finance; and more. A native of Wedowee, Alabama, Nix earned a Juris Doctor degree from the University of Alabama School of Law and a Bachelor of Science degree in Business Administration-Finance from Auburn University. Corporate governance speaks to the heart of who we are as financial professionals committed to making a positive difference for the people, businesses and communities we serve, Plimpton said. Manav Misra is the Chief Data and Analytics Officer for Regions Bank. Andrew Nix will join Regions as chief governance officer on March 17. Corporate governance speaks to the heart of who we are as financial professionals committed to making a positive difference for the people, businesses and communities we serve, Plimpton said. She was responsible for leading a team of Private Wealth Management professionals providing banking, trust and investment management services to affluent and high-net-worth individuals and families. Gartner helps compliance officers transition confidently andsucceed faster. She is a member of the National Investor Relations Institute (NIRI) and a graduate of the Momentum Leadership Program. Andy Hernandez is Chief Digital Officer for Regions. During this period, he served in line management positions in manufacturing, distribution and sales. Anthony Restel President, Regional Banking . Hernandez was named a Digital Banker of the Year Finalist by American Banker in 2017. Regions Bank Names Andrew Nix as Chief Governance Officer Previously she held a number of positions including Wholesale Funding and Liquidity Manager and Head of Debt and Capital Management, both in the banks Treasury Division. Previously, Turner served as head of the Corporate Bank, a role he took on in 2014. You should consult privacy disclosures at the linked website for further information. Throughout his career, Abrahams has been active in serving and supporting nonprofit organizations dedicated to improving the quality of life in various communities. The key areas of compliance risk include: The CCO of today is someone who has expert capability to manage and implement strategic compliance programs, while still establishing processes for accountability and transparency, particularly in emerging and evolving risk areas, such as those associated with digital transformation. Average salary for Santander Chief Compliance Officer in Braunton: 45,828. Executive Vice President Regions News on Twitter: @RegionsNews. Find your next job opportunity near you & 1-Click Apply! Nixs previous legal experience also includes work for Bradley Arant Boult Cummings LLP and Lightfoot Franklin & White LLC. Nix is a member of the Society for Corporate Governance, the Kiwanis Club of Birmingham, the Board of Directors of Better Basics, and the United Way of Central Alabama Tocqueville Society, and he has served on various committees of the Alabama State Bar. David R. Keenan Executive Vice President Member FDIC. Matt Lusco is Chief Risk Officer and oversees Regions risk management functions at Regions, including enterprise risk, compliance risk, operational risk, credit risk, market risk, and regulatory affairs. Nix will join Regions in March from Birmingham-based Maynard Cooper & Gale PC. Brett D. Couch From 1986 to 1988, Lusco worked in the Office of the Comptroller of the Currencys Office of the Chief Accountant in Washington, D.C. where he worked with OCC representatives and counterparts at the FDIC and Federal Reserve in policy development and in interpreting accounting and regulatory issues. He also previously led Strategy and Mergers & Acquisitions for Regions and served as Mid-South Region President, overseeing Tennessee, North Carolina, Virginia, Kentucky, Missouri, Iowa, Illinois and Indiana. Chief compliance officers who empower the wider business to own compliance risk succeed on two fronts: They free up space for strategic work which supports business growth and drive employee ownership of compliance risk, ultimately leading to better risk prevention and mitigation. President, Regions Foundation. BIRMINGHAM, Ala.-- ( BUSINESS WIRE )-- Regions Bank . From 2006-2010, Mehlman served as associate general counsel responsible for counseling lines of businesses on a full range of legal, regulatory, and compliance issues needed to operate in a highly regulated area. He has held various leadership roles, including corporate division manager, city president, area president for Mississippi/North Louisiana and regional president of the Southwest region. Prior to that, Danella led Private Wealth Management. Turner has served on the Board of Directors and the Executive Committee for Junior Achievement of Alabama, Inc., United Way of Central Alabama, Inc., and is a member of the Presidents Cabinet of the University of Alabama, the Financial Services Roundtable, the Alabama Society of CPAs and the American Institute of CPAs. . He later went on to receive his Master of Arts degree in Human Resource Development from Boston University. Logan Pichel serves as the Head of Enterprise Operations, which includes Deposit Operations, Payment Operations, Fraud and Cash Operations, Card and ATM Operations, Loan Operations, Loan Servicing, Collections and the Contact Center. David J. Turner, Jr. Compliance risk assessments The chief compliance officer Testing and monitoring Click here to download a compendium that provides details about all five ingredients. Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. Danella most recently served as Chief Strategy and Client Experience Officer. Nix commits much of his time to community engagement and professional organizations. Throughout his career at Regions, which he started in 1993, Ritter has served in several management positions, including North Central Alabama area executive and commercial banking executive with management responsibility for commercial middle market, corporate banking and public, institutional and not for profit activity. Regions does not monitor the linked website and has no responsibility whatsoever for or control over the content, services or products provided on the linked website. Chief Human Resources Officer. Senior Executive Vice President 2023 Regions Bank. Jim Pihera - Chief Compliance Risk Officer at Regions Bank - Wiza Monday through Friday. Gartner Terms of Use Prior to joining Regions, Danella served for 13 years as vice president for Capital Group Companies, a global wealth management organization managing more than $1.4 trillion in assets. ET Abrahams joined Regions in 2013, most recently served as Area President in North Central Alabama. To align a bank's compliance program with its overall risk management efforts, a growing number of institutions are positioning the chief compliance officer on a direct reporting line to the CRO. BIRMINGHAM, Ala. Feb. 9, 2021 Regions Bank on Tuesday announced Andrew Nix will join the company as chief governance officer, serving in a leadership role advising the Regions Financial Corporation Board of Directors and executive management on a wide range of corporate governance best practices. Regions serves customers across the South, Midwest and Texas, and through its subsidiary, Regions Bank, operates approximately 1,400 banking offices and 2,000 ATMs. Gale is a former president of both the Alabama State Bar and the Birmingham Bar Association. Regions serves customers across the South, Midwest and Texas, and through its subsidiary, Regions Bank, operates approximately 1,400 banking offices and 2,000 ATMs. Investments, Annuities, and Insurance Products, 2021 Supplemental Proxy Materials (March 31, 2021), Smith began his banking career at Regions as a management trainee in 1981. Bank compliance officers are responsible for conducting audits and inspections to ensure a bank adheres to set internal and external laws. Horton organized and headed the banks Business Loan, Consumer Loan and Direct Loan Centers along with the Home Equity Lending group. About this role. Prior to joining Regions, Ms. Mehlman was a partner in the Corporate/Securities and Banking/Financial Services practices at the law firm of Adams and Reese, LLP. Head of Strategic Planning & Corporate Development. He joined Regions in 2011 as president of the South Region, leading banking operations in Alabama, Mississippi, South Louisiana and the Florida Panhandle. Tara A. Plimpton serves as Chief Legal Officer and Corporate Secretary for Regions Financial Corporation and is a member of the companys Executive Leadership Team. Before his tenure in banking, Keenan spent over 10 years with the Frito Lay division of Pepsico. Danella joined Regions in 2015 as the Wealth Strategy and Effectiveness Executive, responsible for overseeing the development and implementation of business strategies across the Regions Wealth Management Group. Pichel earned a bachelors degree in both finance and education from Ohio Northern University, and a MBA from the University of Michigan. Effective July 2, 2018, Turner became the chief executive officer and was appointed to Regions board of directors. Massey holds a bachelors degree from Virginia Commonwealth University and is a graduate of the Emory University Advanced Management Program. Properly following procedure, he consults the compliance officer, who performs a check-the-box review and signs off but raises a "fairness" concern because the product is controversial with regulators and consumer groups. Couch also has held various leadership positions with AmSouth, including West Florida president, Mississippi president, head of Business Banking, manager of Credit Review and commercial sales manager. Throughout his career, Massey has been involved in a variety of not-for-profit boards, including serving as president of the Virginia Commonwealth University Alumni Association. Smith earned a bachelors degree in Economics and Accounting from Mississippi College, and graduated from the Louisiana State University Graduate School of Banking, as well as the KPMG Commercial Banking Institute. A native of Wedowee, Alabama, Nix earned a Juris Doctor degree from the University of Alabama School of Law and a Bachelor of Science degree in Business Administration-Finance from Auburn University. From 2006-2010, Mehlman served as associate general counsel responsible for counseling lines of businesses on a full range of legal, regulatory, and compliance issues needed to operate in a highly regulated area. Head of Enterprise Operations. His primary focus was financial institutions. Before his current role, Herron was South Region President, overseeing banking operations in Alabama, Mississippi, South Louisiana and the Florida panhandle. February 9, 2021. Additional information about Regions and its full line of products and services can be found at www.regions.com. Securities and insurance products are offered through Cetera Investment Services LLC, member FINRA/SIPC. Andrews experience and insights will help us build on these accomplishments. In addition, he helped large banks build out their big data and data science roadmaps. Regions has a demonstrated commitment to creating more inclusive prosperity, and I am excited to bring my skills and experience in support of the banks important work.. Regions Bank is welcoming a new chief governance officer whose passion is helping companies make a valuable difference. Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. In this role he co-led the strategic definition and global vision of omnichannel experience for the BBVA Group. Prior to joining Regions in 2004, Peters served as executive vice president of Fidelity Personal Investments, with segment management responsibility for 2.6 million households, $1.05 billion in revenues, and $230 billion in assets under management. He also is a 2013 graduate of Leadership Birmingham and a 2016 graduate of Leadership Alabama. Prior to joining Regions in 2011, Gale was a founding partner of Maynard Cooper & Gale PC in Birmingham, Alabama. She is a member of the Board of Directors of the Council of Institutional Investors (CII) and serves on its Policies Committee. He is also a member of the companys Executive Leadership Team. Their job description entails monitoring and analyzing risk areas in a bank's operation to ensure observance of state or federal laws. Reserve Bank of India - Notifications Community Affairs is comprised of Community Relations, Community Development, Disability Services & Outreach, and Service Members & Veterans Affairs. Additional information about Regions and its full line of products and services can be found at www.regions.com. Senior Executive Vice President He also served as the Florida president. Advisory Services are offered through Cetera Investment Advisers LLC. Corporate Banking Division Head. In this role, his primary focus was in providing audit and business advisory services to publicly and privately held companies, particularly commercial banks in the southeastern United States. The privacy policies and security at the linked website may differ from Regions privacy and security policies and procedures. He began his banking career in 1987 with Citibank, where he opened and managed a de novo branch, ultimately serving as director of U.S. CCOs are to outline peer benchmarks and best practices to establish compliance program goals and objectives. This frees general counsel (GC) to take a more strategic legal and risk-tolerance approach. All rights reserved. Innovation. Experience. Leadership. Regions Bank Names Dan - Yahoo! New compliance officers face an overwhelming amount of tasks during their first few months. 427 Loan Officers in Tempe, AZ Directory - Trustoria.com Previously she served as Regions' senior compliance manager responsible for consumer compliance, BSA/AML, wealth management compliance, and enterprise monitoring and testing. Prior to joining Regions, Turner served as an audit partner of KPMG LLP and he previously served Arthur Andersen in a number of positions, including: audit partner, audit manager, senior auditor and staff auditor. He is a member of the Birmingham Downtown Rotary Club, The Monday Morning Quarterback Club and was in the 2001 class of Leadership Birmingham. He is responsible for 1,500+ facilities and workplace strategy. Lead one or more second line compliance oversight teams to implement and direct an effective compliance risk management program that sets forth the framework and strategy through which the. He is a member of the companys Executive Leadership Team. Executive Vice President At Bank of America, also in Charlotte, he was a Senior Vice President in the eCommerce group with responsibility for the industrys largest online payments and transfers business as well as the industrys largest online deposits business. Smith is a member of the companys Executive Leadership Team. Misra is responsible for overseeing the company's data strategy and enterprise data . Based on 20019 salaries posted anonymously by Santander Chief Compliance Officer employees in Braunton. At its core, its about having a strong framework that guides business decisions and, in turn, benefits not only the customers of a company but also the people and businesses who make up the communities where a company does business. By clicking the "Submit" button, you are agreeing to the Chief transformation officers are an emerging role at banks, and Regions Financial is one financial institution that is thinking through the meaning of that position. Youre about to leave Regions to use an external site. Prior to joining Regions, she was at KeyBank and served as executive vice president and chief consumer risk officer with responsibility for policy, risk scoring and analytics as well as collections. In this new environment, CCOs must be prepared to ex to four distinct models: strategic business advisor, culture and ethics steward, tech and analytics champion, and an aligned assurance forger. Turner holds a bachelors degree in economics from the University of Georgia. Embed controls to reduce risk in a hybrid work environment. During her career at Capital Group, she was a senior sales and service leader for Capitals institutional business, senior marketing leader for the global marketing organization, and strategy and business manager for the American Funds mutual fund business. for the Southeastern Chapter of the Society for Corporate Governance. He also served two years as head of Business Lines, which included the Business Services, Consumer Services, Consumer Lending and Wealth Management groups, before becoming head of the Regional Banking Group in 2014. CCOs must monitor and respond to changes in compliance risks. The privacy policies and security at the linked website may differ from Regions privacy and security policies and procedures. Additionally, he served as a member of RMAs Regulatory Relations Committee. Community Affairs Gale holds both a bachelors degree and law degree from the University of Alabama, where he served as editor in chief of the Alabama Law Review and he is a former president of the University of Alabama Law School Foundation. Gartner Terms of Use Regions Investment Solutions is a marketing name of Cetera Investment Services. Abrahams graduated from Texas Christian University with a Bachelors Degree in Business Administration with a major in Finance. He joined Assurant as senior vice president of Information Technology. She is a member of the companys Executive Leadership Team. She is also a member of the Rotary Club of Greater Birmingham. Gartner Terms of Use Before joining SunTrust, Abrahams was a consumer banking manager in eastern Tennessee for Regions. She manages the companys corporate governance framework and is responsible for engagement with institutional investors and proxy advisory firms on corporate governance policies and practices, including ESG. Kate Danella serves as Head of Strategic Planning and Corporate Development at Regions and is a member of the Executive Leadership Team. These business lines include Branch Bankers and Retail Leadership; Mortgage Sales; Indirect Auto Lending; Consumer Indirect Lending Partnerships; Consumer Deposit and Loan Product Management; and Consumer Strategy. May 27, 2022, 1:30 p.m. EDT 3 Min Read. Turner holds a bachelors degree in economics from the University of Georgia and is currently an advisory trustee for the University of Georgia Foundation. In 2006, he led the HR integration during the Regions/AmSouth merger. His career also includes extensive experience in Mortgage operations, digital and technology transformation, and consumer lending. Prior to Frito-Lay, Keenan served in the U.S. Army as a Captain for four years. Monitor third and fourth-party compliance activities, keeping in mind the realities of the organizations newly extended enterprise. In that role, he was responsible for all aspects of consumer credit and deposit product marketing and product development for Citibanks U.S. retail bank. He later moved into human resources roles in the areas of recruitment, associate relations, and organizational development. Executive Vice President In recent years, Regions has been recognized for our focus on doing right by all of our stakeholders. Since founding the firm in 1984, it has grown to be one of the Southeasts leading law firms. A Guide for New-to-role Chief Compliance Officers (CCO) - Gartner Head of Investor Relations. Previously Peters was head of the Consumer Banking Group, which is comprised of the Retail Bank, Mortgage, and Indirect Lending and Partnerships. Turner is a former chairman of the Mobile Area Chamber of Commerce, the Mobile Area Education Foundation and the United Way of Southwest Alabama. Previously she served as Regions senior compliance manager responsible for consumer compliance, BSA/AML, wealth management compliance, and enterprise monitoring and testing. Gartner Terms of Use Suite 201, Tempe AZ 85283Sales Representativesince Feb 2011 Scott M. Peters Senior Executive Vice President Effective July 2, 2018, Turner became the chief executive officer and was appointed . Pichel previously led the Home Equity Committee for the Consumer Bankers Association. He is a graduate of Leadership Alabama, a former member of the Financial Services Roundtable and a former board member for the Consumer Bankers Association. Are Not Insured by Any Federal Government Agency, Are Not a Condition of Any Banking Activity. Regions serves customers across the South, Midwest and Texas, and through its subsidiary, Regions Bank, operates approximately 1,400 banking offices and 2,000 ATMs. Bank Compliance Officer Job Description Example He also has served as commercial banking sales manager and business banking sales manager for North Central Alabama. About Regions Financial Corporation Brett Couch leads Regions Banks Corporate Real Estate and Procurement divisions. Prior to joining GE, Plimpton was the managing partner of a law firm and provided legal counsel to a variety of corporate clients in the manufacturing, agricultural, and tourism industries. In her position as chief governance officer, Mehlman advises the Board of Directors and executive management on emerging and leading governance practices, as well as matters related to Environmental, Social, and Governance (ESG). Dave Keenan is Chief Administrative and Human Resources Officer and is a member of the Executive Leadership Team. Prior to being named in this position, he was the executive vice president of Field HR where he led the 2008 talent integration during the merger of Regions and AmSouth Bank. His past service includes the board of A. G. Gaston Boys and Girls Club, Birmingham Business Alliance and the Birmingham Kiwanis Club, as well as past co-chair of the Central Alabama United Way Campaign and Board Chair of REV Birmingham. Barbara Jean Smith Obituary, Articles R
At GE, Plimpton most recently served as Vice President and General Counsel for GE Global Operations. His primary focus was financial institutions. Commercial Banking includes clients with revenues between $1MM and $250MM. Plimpton joined Regions in 2020, following an 18-year career at General Electric. and Deron Smithy serves as Regions Treasurer. Reveal contact info Contact details Work email j*****@regio***.com Valid Reveal Latest update September 27, 2021 Location Birmingham, Alabama, United States Jim's current employer Smith earned a bachelors degree in Economics and Accounting from Mississippi College, and graduated from the Louisiana State University Graduate School of Banking, as well as the KPMG Commercial Banking Institute. Deputy Chief Risk Officer and Chief Credit Officer. In her position as chief governance officer, Mehlman advises the Board of Directors and executive management on emerging and leading governance practices, as well as matters related to Environmental, Social, and Governance (ESG). Abrahams previously served with SunTrust Bank as President and CEO of the companys Hampton Roads region in Virginia and held roles as the retail banking executive and central group retail line of business leader. He began his banking career with Citibank, where he opened and managed a de novo branch, ultimately serving as director of U.S. Chief Risk Officer. Nixs previous legal experience also includes work for Bradley Arant Boult Cummings LLP and Lightfoot Franklin & White LLC. His responsibilities included overseeing various audits of the overall corporation reporting to the Audit Committee of the Board of Directors. Turner has served on the Board of Directors and the Executive Committee for Junior Achievement of Alabama, Inc., United Way of Central Alabama, Inc., and is a member of the Presidents Cabinet of the University of Alabama, the Financial Services Roundtable, the Alabama Society of CPAs and the American Institute of CPAs. He was named president in December 2017. Securities and insurance products are offered through Cetera Investment Services LLC, member FINRA/SIPC. In addition to serving on Maynards Diversity & Inclusion Committee and serving as co-chair of the firms Pro Bono Committee, he was president of the Birmingham Bar Association in 2020 and is a graduate of the Leadership Birmingham Class of 2020. Dana W. Nolan Corporate governance is my passion. Before joining Regions, Danella served for 13 years as vice president for Capital Group Companies, a global wealth management organization managing more than $1.7 trillion in assets, in various leadership roles in sales, strategy, client services and marketing. There, he has served as a shareholder with practice areas in banking and financial services; corporate governance and compliance; public company advisory services; securities regulation and corporate finance; and more. A native of Wedowee, Alabama, Nix earned a Juris Doctor degree from the University of Alabama School of Law and a Bachelor of Science degree in Business Administration-Finance from Auburn University. Corporate governance speaks to the heart of who we are as financial professionals committed to making a positive difference for the people, businesses and communities we serve, Plimpton said. Manav Misra is the Chief Data and Analytics Officer for Regions Bank. Andrew Nix will join Regions as chief governance officer on March 17. Corporate governance speaks to the heart of who we are as financial professionals committed to making a positive difference for the people, businesses and communities we serve, Plimpton said. She was responsible for leading a team of Private Wealth Management professionals providing banking, trust and investment management services to affluent and high-net-worth individuals and families. Gartner helps compliance officers transition confidently andsucceed faster. She is a member of the National Investor Relations Institute (NIRI) and a graduate of the Momentum Leadership Program. Andy Hernandez is Chief Digital Officer for Regions. During this period, he served in line management positions in manufacturing, distribution and sales. Anthony Restel President, Regional Banking . Hernandez was named a Digital Banker of the Year Finalist by American Banker in 2017. Regions Bank Names Andrew Nix as Chief Governance Officer Previously she held a number of positions including Wholesale Funding and Liquidity Manager and Head of Debt and Capital Management, both in the banks Treasury Division. Previously, Turner served as head of the Corporate Bank, a role he took on in 2014. You should consult privacy disclosures at the linked website for further information. Throughout his career, Abrahams has been active in serving and supporting nonprofit organizations dedicated to improving the quality of life in various communities. The key areas of compliance risk include: The CCO of today is someone who has expert capability to manage and implement strategic compliance programs, while still establishing processes for accountability and transparency, particularly in emerging and evolving risk areas, such as those associated with digital transformation. Average salary for Santander Chief Compliance Officer in Braunton: 45,828. Executive Vice President Regions News on Twitter: @RegionsNews. Find your next job opportunity near you & 1-Click Apply! Nixs previous legal experience also includes work for Bradley Arant Boult Cummings LLP and Lightfoot Franklin & White LLC. Nix is a member of the Society for Corporate Governance, the Kiwanis Club of Birmingham, the Board of Directors of Better Basics, and the United Way of Central Alabama Tocqueville Society, and he has served on various committees of the Alabama State Bar. David R. Keenan Executive Vice President Member FDIC. Matt Lusco is Chief Risk Officer and oversees Regions risk management functions at Regions, including enterprise risk, compliance risk, operational risk, credit risk, market risk, and regulatory affairs. Nix will join Regions in March from Birmingham-based Maynard Cooper & Gale PC. Brett D. Couch From 1986 to 1988, Lusco worked in the Office of the Comptroller of the Currencys Office of the Chief Accountant in Washington, D.C. where he worked with OCC representatives and counterparts at the FDIC and Federal Reserve in policy development and in interpreting accounting and regulatory issues. He also previously led Strategy and Mergers & Acquisitions for Regions and served as Mid-South Region President, overseeing Tennessee, North Carolina, Virginia, Kentucky, Missouri, Iowa, Illinois and Indiana. Chief compliance officers who empower the wider business to own compliance risk succeed on two fronts: They free up space for strategic work which supports business growth and drive employee ownership of compliance risk, ultimately leading to better risk prevention and mitigation. President, Regions Foundation. BIRMINGHAM, Ala.-- ( BUSINESS WIRE )-- Regions Bank . From 2006-2010, Mehlman served as associate general counsel responsible for counseling lines of businesses on a full range of legal, regulatory, and compliance issues needed to operate in a highly regulated area. He has held various leadership roles, including corporate division manager, city president, area president for Mississippi/North Louisiana and regional president of the Southwest region. Prior to that, Danella led Private Wealth Management. Turner has served on the Board of Directors and the Executive Committee for Junior Achievement of Alabama, Inc., United Way of Central Alabama, Inc., and is a member of the Presidents Cabinet of the University of Alabama, the Financial Services Roundtable, the Alabama Society of CPAs and the American Institute of CPAs. . He later went on to receive his Master of Arts degree in Human Resource Development from Boston University. Logan Pichel serves as the Head of Enterprise Operations, which includes Deposit Operations, Payment Operations, Fraud and Cash Operations, Card and ATM Operations, Loan Operations, Loan Servicing, Collections and the Contact Center. David J. Turner, Jr. Compliance risk assessments The chief compliance officer Testing and monitoring Click here to download a compendium that provides details about all five ingredients. Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. Danella most recently served as Chief Strategy and Client Experience Officer. Nix commits much of his time to community engagement and professional organizations. Throughout his career at Regions, which he started in 1993, Ritter has served in several management positions, including North Central Alabama area executive and commercial banking executive with management responsibility for commercial middle market, corporate banking and public, institutional and not for profit activity. Regions does not monitor the linked website and has no responsibility whatsoever for or control over the content, services or products provided on the linked website. Chief Human Resources Officer. Senior Executive Vice President 2023 Regions Bank. Jim Pihera - Chief Compliance Risk Officer at Regions Bank - Wiza Monday through Friday. Gartner Terms of Use Prior to joining Regions, Danella served for 13 years as vice president for Capital Group Companies, a global wealth management organization managing more than $1.4 trillion in assets. ET Abrahams joined Regions in 2013, most recently served as Area President in North Central Alabama. To align a bank's compliance program with its overall risk management efforts, a growing number of institutions are positioning the chief compliance officer on a direct reporting line to the CRO. BIRMINGHAM, Ala. Feb. 9, 2021 Regions Bank on Tuesday announced Andrew Nix will join the company as chief governance officer, serving in a leadership role advising the Regions Financial Corporation Board of Directors and executive management on a wide range of corporate governance best practices. Regions serves customers across the South, Midwest and Texas, and through its subsidiary, Regions Bank, operates approximately 1,400 banking offices and 2,000 ATMs. Gale is a former president of both the Alabama State Bar and the Birmingham Bar Association. Regions serves customers across the South, Midwest and Texas, and through its subsidiary, Regions Bank, operates approximately 1,400 banking offices and 2,000 ATMs. Investments, Annuities, and Insurance Products, 2021 Supplemental Proxy Materials (March 31, 2021), Smith began his banking career at Regions as a management trainee in 1981. Bank compliance officers are responsible for conducting audits and inspections to ensure a bank adheres to set internal and external laws. Horton organized and headed the banks Business Loan, Consumer Loan and Direct Loan Centers along with the Home Equity Lending group. About this role. Prior to joining Regions, Ms. Mehlman was a partner in the Corporate/Securities and Banking/Financial Services practices at the law firm of Adams and Reese, LLP. Head of Strategic Planning & Corporate Development. He joined Regions in 2011 as president of the South Region, leading banking operations in Alabama, Mississippi, South Louisiana and the Florida Panhandle. Tara A. Plimpton serves as Chief Legal Officer and Corporate Secretary for Regions Financial Corporation and is a member of the companys Executive Leadership Team. Before his tenure in banking, Keenan spent over 10 years with the Frito Lay division of Pepsico. Danella joined Regions in 2015 as the Wealth Strategy and Effectiveness Executive, responsible for overseeing the development and implementation of business strategies across the Regions Wealth Management Group. Pichel earned a bachelors degree in both finance and education from Ohio Northern University, and a MBA from the University of Michigan. Effective July 2, 2018, Turner became the chief executive officer and was appointed to Regions board of directors. Massey holds a bachelors degree from Virginia Commonwealth University and is a graduate of the Emory University Advanced Management Program. Properly following procedure, he consults the compliance officer, who performs a check-the-box review and signs off but raises a "fairness" concern because the product is controversial with regulators and consumer groups. Couch also has held various leadership positions with AmSouth, including West Florida president, Mississippi president, head of Business Banking, manager of Credit Review and commercial sales manager. Throughout his career, Massey has been involved in a variety of not-for-profit boards, including serving as president of the Virginia Commonwealth University Alumni Association. Smith earned a bachelors degree in Economics and Accounting from Mississippi College, and graduated from the Louisiana State University Graduate School of Banking, as well as the KPMG Commercial Banking Institute. A native of Wedowee, Alabama, Nix earned a Juris Doctor degree from the University of Alabama School of Law and a Bachelor of Science degree in Business Administration-Finance from Auburn University. From 2006-2010, Mehlman served as associate general counsel responsible for counseling lines of businesses on a full range of legal, regulatory, and compliance issues needed to operate in a highly regulated area. Head of Enterprise Operations. His primary focus was financial institutions. Before his current role, Herron was South Region President, overseeing banking operations in Alabama, Mississippi, South Louisiana and the Florida panhandle. February 9, 2021. Additional information about Regions and its full line of products and services can be found at www.regions.com. Securities and insurance products are offered through Cetera Investment Services LLC, member FINRA/SIPC. Andrews experience and insights will help us build on these accomplishments. In addition, he helped large banks build out their big data and data science roadmaps. Regions has a demonstrated commitment to creating more inclusive prosperity, and I am excited to bring my skills and experience in support of the banks important work.. Regions Bank is welcoming a new chief governance officer whose passion is helping companies make a valuable difference. Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. In this role he co-led the strategic definition and global vision of omnichannel experience for the BBVA Group. Prior to joining Regions in 2004, Peters served as executive vice president of Fidelity Personal Investments, with segment management responsibility for 2.6 million households, $1.05 billion in revenues, and $230 billion in assets under management. He also is a 2013 graduate of Leadership Birmingham and a 2016 graduate of Leadership Alabama. Prior to joining Regions in 2011, Gale was a founding partner of Maynard Cooper & Gale PC in Birmingham, Alabama. She is a member of the Board of Directors of the Council of Institutional Investors (CII) and serves on its Policies Committee. He is also a member of the companys Executive Leadership Team. Their job description entails monitoring and analyzing risk areas in a bank's operation to ensure observance of state or federal laws. Reserve Bank of India - Notifications Community Affairs is comprised of Community Relations, Community Development, Disability Services & Outreach, and Service Members & Veterans Affairs. Additional information about Regions and its full line of products and services can be found at www.regions.com. Senior Executive Vice President He also served as the Florida president. Advisory Services are offered through Cetera Investment Advisers LLC. Corporate Banking Division Head. In this role, his primary focus was in providing audit and business advisory services to publicly and privately held companies, particularly commercial banks in the southeastern United States. The privacy policies and security at the linked website may differ from Regions privacy and security policies and procedures. He began his banking career in 1987 with Citibank, where he opened and managed a de novo branch, ultimately serving as director of U.S. CCOs are to outline peer benchmarks and best practices to establish compliance program goals and objectives. This frees general counsel (GC) to take a more strategic legal and risk-tolerance approach. All rights reserved. Innovation. Experience. Leadership. Regions Bank Names Dan - Yahoo! New compliance officers face an overwhelming amount of tasks during their first few months. 427 Loan Officers in Tempe, AZ Directory - Trustoria.com Previously she served as Regions' senior compliance manager responsible for consumer compliance, BSA/AML, wealth management compliance, and enterprise monitoring and testing. Prior to joining Regions, Turner served as an audit partner of KPMG LLP and he previously served Arthur Andersen in a number of positions, including: audit partner, audit manager, senior auditor and staff auditor. He is a member of the Birmingham Downtown Rotary Club, The Monday Morning Quarterback Club and was in the 2001 class of Leadership Birmingham. He is responsible for 1,500+ facilities and workplace strategy. Lead one or more second line compliance oversight teams to implement and direct an effective compliance risk management program that sets forth the framework and strategy through which the. He is a member of the companys Executive Leadership Team. Executive Vice President At Bank of America, also in Charlotte, he was a Senior Vice President in the eCommerce group with responsibility for the industrys largest online payments and transfers business as well as the industrys largest online deposits business. Smith is a member of the companys Executive Leadership Team. Misra is responsible for overseeing the company's data strategy and enterprise data . Based on 20019 salaries posted anonymously by Santander Chief Compliance Officer employees in Braunton. At its core, its about having a strong framework that guides business decisions and, in turn, benefits not only the customers of a company but also the people and businesses who make up the communities where a company does business. By clicking the "Submit" button, you are agreeing to the Chief transformation officers are an emerging role at banks, and Regions Financial is one financial institution that is thinking through the meaning of that position. Youre about to leave Regions to use an external site. Prior to joining Regions, she was at KeyBank and served as executive vice president and chief consumer risk officer with responsibility for policy, risk scoring and analytics as well as collections. In this new environment, CCOs must be prepared to ex to four distinct models: strategic business advisor, culture and ethics steward, tech and analytics champion, and an aligned assurance forger. Turner holds a bachelors degree in economics from the University of Georgia. Embed controls to reduce risk in a hybrid work environment. During her career at Capital Group, she was a senior sales and service leader for Capitals institutional business, senior marketing leader for the global marketing organization, and strategy and business manager for the American Funds mutual fund business. for the Southeastern Chapter of the Society for Corporate Governance. He also served two years as head of Business Lines, which included the Business Services, Consumer Services, Consumer Lending and Wealth Management groups, before becoming head of the Regional Banking Group in 2014. CCOs must monitor and respond to changes in compliance risks. The privacy policies and security at the linked website may differ from Regions privacy and security policies and procedures. Additionally, he served as a member of RMAs Regulatory Relations Committee. Community Affairs Gale holds both a bachelors degree and law degree from the University of Alabama, where he served as editor in chief of the Alabama Law Review and he is a former president of the University of Alabama Law School Foundation. Gartner Terms of Use Regions Investment Solutions is a marketing name of Cetera Investment Services. Abrahams graduated from Texas Christian University with a Bachelors Degree in Business Administration with a major in Finance. He joined Assurant as senior vice president of Information Technology. She is a member of the companys Executive Leadership Team. She is also a member of the Rotary Club of Greater Birmingham. Gartner Terms of Use Before joining SunTrust, Abrahams was a consumer banking manager in eastern Tennessee for Regions. She manages the companys corporate governance framework and is responsible for engagement with institutional investors and proxy advisory firms on corporate governance policies and practices, including ESG. Kate Danella serves as Head of Strategic Planning and Corporate Development at Regions and is a member of the Executive Leadership Team. These business lines include Branch Bankers and Retail Leadership; Mortgage Sales; Indirect Auto Lending; Consumer Indirect Lending Partnerships; Consumer Deposit and Loan Product Management; and Consumer Strategy. May 27, 2022, 1:30 p.m. EDT 3 Min Read. Turner holds a bachelors degree in economics from the University of Georgia and is currently an advisory trustee for the University of Georgia Foundation. In 2006, he led the HR integration during the Regions/AmSouth merger. His career also includes extensive experience in Mortgage operations, digital and technology transformation, and consumer lending. Prior to Frito-Lay, Keenan served in the U.S. Army as a Captain for four years. Monitor third and fourth-party compliance activities, keeping in mind the realities of the organizations newly extended enterprise. In that role, he was responsible for all aspects of consumer credit and deposit product marketing and product development for Citibanks U.S. retail bank. He later moved into human resources roles in the areas of recruitment, associate relations, and organizational development. Executive Vice President In recent years, Regions has been recognized for our focus on doing right by all of our stakeholders. Since founding the firm in 1984, it has grown to be one of the Southeasts leading law firms. A Guide for New-to-role Chief Compliance Officers (CCO) - Gartner Head of Investor Relations. Previously Peters was head of the Consumer Banking Group, which is comprised of the Retail Bank, Mortgage, and Indirect Lending and Partnerships. Turner is a former chairman of the Mobile Area Chamber of Commerce, the Mobile Area Education Foundation and the United Way of Southwest Alabama. Previously she served as Regions senior compliance manager responsible for consumer compliance, BSA/AML, wealth management compliance, and enterprise monitoring and testing. Gartner Terms of Use Suite 201, Tempe AZ 85283Sales Representativesince Feb 2011 Scott M. Peters Senior Executive Vice President Effective July 2, 2018, Turner became the chief executive officer and was appointed . Pichel previously led the Home Equity Committee for the Consumer Bankers Association. He is a graduate of Leadership Alabama, a former member of the Financial Services Roundtable and a former board member for the Consumer Bankers Association. Are Not Insured by Any Federal Government Agency, Are Not a Condition of Any Banking Activity. Regions serves customers across the South, Midwest and Texas, and through its subsidiary, Regions Bank, operates approximately 1,400 banking offices and 2,000 ATMs. Bank Compliance Officer Job Description Example He also has served as commercial banking sales manager and business banking sales manager for North Central Alabama. About Regions Financial Corporation Brett Couch leads Regions Banks Corporate Real Estate and Procurement divisions. Prior to joining GE, Plimpton was the managing partner of a law firm and provided legal counsel to a variety of corporate clients in the manufacturing, agricultural, and tourism industries. In her position as chief governance officer, Mehlman advises the Board of Directors and executive management on emerging and leading governance practices, as well as matters related to Environmental, Social, and Governance (ESG). Dave Keenan is Chief Administrative and Human Resources Officer and is a member of the Executive Leadership Team. Prior to being named in this position, he was the executive vice president of Field HR where he led the 2008 talent integration during the merger of Regions and AmSouth Bank. His past service includes the board of A. G. Gaston Boys and Girls Club, Birmingham Business Alliance and the Birmingham Kiwanis Club, as well as past co-chair of the Central Alabama United Way Campaign and Board Chair of REV Birmingham.

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